Exam Code | Exam Name | |
---|---|---|
Series-6 | Investment Company and Variable Contracts Products Representative | View Details |
Series-7 | General Securities Representative | View Details |
Series-63 | Uniform Securities Agent State Law | View Details |
Series-79 | Investment Banking Representative | View Details |
SIE | Securities Industry Essentials (SIE) | View Details |
Exam Code | Exam Name | |
---|---|---|
Series-3 | National Commodities Futures | View Details |
Series-4 | Registered Options Principal | View Details |
Series-9 | General Securities Sales Supervisor | View Details |
Series-10 | General Securities Sales Supervisor | View Details |
Series-30 | NFA Branch Manager | View Details |
Series-50 | Municipal Advisor Representative | View Details |
Series-31 | Futures Managed Funds | View Details |
Series-51 | Municipal Fund Securities Limited Principal | View Details |
Series-22 | Direct Participation Programs Limited Representative | View Details |
Series-32 | Limited Futures | View Details |
Series-52 | Municipal Securities Representative | View Details |
Series-82 | Private Securities Offerings Representative | View Details |
Series-23 | General Securities Principal | View Details |
Series-53 | Municipal Securities Principal | View Details |
Series-14 | Compliance Officer | View Details |
Series-24 | General Securities Principal | View Details |
Series-34 | Retail Off-Exchange Forex | View Details |
Series-54 | Municipal Advisor Principal | View Details |
Series-65 | Uniform Investment Adviser Law | View Details |
Series-16 | Supervisory Analysts | View Details |
Series-26 | Investment Company Products/Variable Contracts Limited Principal | View Details |
Series-66 | Uniform Combined State Law | View Details |
Series-86 | Research Analyst | View Details |
Series-27 | Financial and Operations Principal | View Details |
Series-57 | Securities Trader Representative | View Details |
Series-87 | Research Analyst | View Details |
Series-28 | Introducing Broker/Dealer Financial and Operations Principal | View Details |
Series-39 | Direct Participation Programs Limited Principal | View Details |
Series-99 | Operations Professional Exam | View Details |
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